Regulatory Consulting Service for Financial Institutions

The global regulatory landscape in Financial Services is vast and ever-changing. There is a science to implementing Policies and Procedures to comply with new and changing regulation while balancing manual, labor-intensive work with tools, technology and automation. At Cushing Consulting LLC, we understand the importance of staying ahead of the curve in this highly regulated industry.

Our Regulatory Consulting services are designed to help financial services organizations comply with new and changing regulations, including Records Management, Privacy, Personal Identifiable Information, Insider-Trading, and Communication Surveillance. Our team of experienced consultants has a deep understanding of these regulations and the challenges they pose to financial services organizations.

We also recognize the importance of technology in helping organizations stay ahead of the curve in a rapidly changing regulatory landscape. That's why we incorporate AI and Machine Learning into our technology solutions. These cutting-edge tools help us identify and implement efficient, effective, and automated solutions that minimize manual labor and improve compliance.

Our Regulatory Consulting services include:

1. Initial Consultation: During this initial meeting, we will discuss your goals and challenges, and gain a better understanding of your business.

2. Analysis: Our team will conduct a thorough analysis of your business, including a review of your current policies, procedures, and processes.

3. Plan Development: Based on our analysis, we will develop a regulatory consulting plan that is tailored to your specific needs, incorporating AI and Machine Learning technology as appropriate.

4. Implementation: We will work with you to implement the regulatory consulting plan, ensuring that your organization is well-equipped to navigate the ever-changing regulatory landscape.

5. Ongoing Support: Our team is here to support you every step of the way. We offer ongoing support to ensure that your organization continues to comply with the latest regulations.

Let us help you stay ahead of the curve in a rapidly changing regulatory landscape. Contact us today to schedule a consultation and learn more about our Regulatory Consulting services.